Securities Industry Essentials (SIE) Certificate ProgramPolicies

Payment Policy

  • Registrations are not confirmed until paid in full

Substitution Policy

  • Qualified substitutes for participants can be accommodated with written notice at least one week before the program start date. Florida International University (FIU) may, in its sole discretion, permit the substitution at no additional charge if the candidate is qualified.

Withdrawal Policy

All program withdrawal requests must be received in writing. Due to costs associated with establishing, holding and replacing participant slots the following guidelines will be implemented:

  • Cancellations received more than 30 days prior to a program's start date will incur a charge of 10%of the full tuition
  • Cancellations received 30 to 14 days prior to a program's start date will be charged 50% of the full tuition of the program
  • Cancellations received less than 14 days prior to a program's start date will be charged 100% of the full tuition

*If a registrant fails to attend without notification, or if a withdrawal occurs on or after a program start date, full tuition will be forfeited.

If Florida International University (FIU) cancels a program for any reason, registered participants will receive a refund of any tuition paid or be allowed to move their registration or payment credit to a future FIU Executive Education program. Refunds are not provided for programs that are rescheduled or converted to remote delivery due to emergency situations, including hurricanes and pandemics.

In all situations, participants are responsible for their travel. Florida International University (FIU) cannot reimburse for any travel expenses that may have been incurred.

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Executive Education
11200 SW 8th Street, MANGO 360
Miami, Fl 33199
Office: 305.348.4217

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