Securities Industry Essentials (SIE) Certificate Program

The First Step Toward a Successful Career in Finance.

Florida International University’s SIE Certification Review will help participants gain a clear understanding of the key concepts needed to pass FINRA’s Securities Industry Essentials (SIE) exam and develop a solid foundation of relevant financial topics that facilitate subsequent understanding of more advanced topics.

The program will cover:

  • Capital markets
  • Financial products and their risks
  • Trading, customer accounts and prohibited activities
  • An overview of current regulations

In addition, FIU’s SIE intensive review program helps participants:

  • Determine if a career in financial advising is a good fit
  • Gain an in-depth understanding of key concepts and basic knowledge of financial services, such as securities trading and research analysis
  • Develop a strong foundation that serves as a steppingstone to obtain the General Securities Representative registration
  • Get an advantage over job competitors and demonstrate industry know-how to potential employers

Who Should Attend

The SIE Certification Review Program is primarily for unregistered candidates, such as students, to demonstrate their knowledge to prospective employers and jumpstart their careers. Individuals interested in demonstrating basic industry knowledge to potential employers would also greatly benefit from this program.

Experience Level: Basic (0-2 years of in financial services)

Prerequisites: None

Delivery Method: Self-paced, Online

General Information/Custom Programs: FIU Business Executive Education can create custom training programs specific to the needs of your organization. Please connect with us by submitting the inquiry form below or contact us 305.348.4217 or

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15% discount is available to organizations enrolling three or more employees in a single program


Self-paced, Online
  • This Instructor-Led In Person or Live, Virtual program is taught by Flavio Carrillo, the director of the Capital Markets Lab at FIU Business, faculty member and active financial industry expert.
Florida International University 
11200 SW 8th Street
Miami, FL 33199

Phone: 305.348.4217

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