Securities Industry Essentials (SIE) Certificate Program

The First Step Toward a Successful Career in Finance.

Register Now and Save $104

If you want to work in the financial services, this program is your ideal starting point. The program covers all basic knowledge of industry concepts required to become a financial-services professional and prepares you to take the Securities Industry Essentials (SIE) exam. Passing the SIE exam demonstrates industry know-how to potential employers and gives you an advantage over job competitors. In addition, our Securities Industry Essentials program paves the way for you to later take top-off exams like Series 6 and 7.

Learning Objectives

  • Gain a clear understanding of the key concepts needed to pass the SIE examination
  • Develop a solid foundation of relevant financial topics, which will facilitate subsequent understanding of more advanced topics

Who Will Benefit:

  • Professionals wishing to enter or re-enter the finance field or gain securities industry knowledge
  • Finance students at both the undergraduate and graduate level

Experience Level: Basic

Prerequisites/Advance Preparation: None

Delivery Method: Instructor-Led, Live Online

Upcoming Schedule: August 28 to October 9, 2020/Fridays 6:00 p.m. to 9:00 p.m. (there will be no class on September 4)

Program Fee: The Early Bird fee is $590.75 (before August 4) / The Standard fee is $695

For More Information: Please contact program coordinator Dorys Saxlehner at


Please note: This is a review program. Application and exam fees are due separately to the association; please refer to About the Exam/Eligibility. For more information please contact program coordinator Dorys Saxlehner at


20% discount to companies that enroll three or more employees in a program


$695 is the standard program fee
  • This Live Online program is taught by Flavio Carrillo, the director of the Capital Markets Lab at FIU Business, faculty member and active financial industry expert.
Florida International University 
11200 SW 8th Street
Miami, FL 33199

Phone: 305.348.4217

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