Securities Industry Essentials (SIE) Certification Review Program

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Florida International University’s SIE Certification Review Program is a comprehensive, hands-on program arming participants with the tools needed to successfully perform on the FINRA’s Securities Industry Essentials (SIE) examination. The program will cover:

  • Capital markets
  • Financial products and their risks
  • Trading, customer accounts and prohibited activities
  • An overview of current regulations

In addition, FIU’s SIE intensive review program helps participants:

  • Determine if a career in financial advising is a good fit
  • Gain an in-depth understanding of key concepts and basic knowledge of financial services, such as securities trading and research analysis
  • Develop a strong foundation that serves as a stepping stone to obtain the General Securities Representative registration
  • Get an advantage over job competitors and demonstrate industry know-how to potential employers

Format: Live, In-Person classes

Location: FIU Downtown on Brickell, 1101 Brickell Ave, Miami, FL 33131

Upcoming Schedule: February 21, 2020 – February 28, 2020 / Fridays 9:00 a.m. to 5:00 p.m.

2

2 full day, Friday sessions at FIU Downtown on Brickell

$595

The program fee is $595
  • This in-person program is taught by Flavio Carrillo, the director of the Capital Markets Lab at FIU Business, faculty member and active financial industry expert.
Florida International University 
11200 SW 8th Street
Miami, FL 33199

Phone: 305.348.4217
Email: epe@fiu.edu

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